[Editor's Note: This article was originally published in the ACEP Young Physicians Section Newsletter a few months ago. There isn't an electronic copy of the newsletter to link to, so I've decided to republish the entire article here so regular readers can read it. It is written specifically for emergency physicians, but the lessons outlined apply to most physicians, and in fact, even most non-physicians.]
The likelihood of a physician becoming financially successful depends a great deal on the decisions she makes during the most important year of her financial life- the first year out of residency. If a new residency grad can get just a few things right that first year, the habits established will carry her through to financial independence.
Live Like A Resident
According to the most recent Daniel Sterns survey, the average emergency physician makes about $326,000 a year. An academic doc or a new graduate on a partnership track may make significantly less, perhaps around $200,000. But compared to the $45,000 she made in her last year of residency, she might as well be Scrooge McDuck, swimming around in a room filled with $100 bills and gold coins. A typical emergency doc will make 4-6 times as much money in her first year out of training as during her last year of training. Although a good chunk of that will go to the tax man, perhaps 15-30%, that still leaves enough money to dramatically increase the physician’s standard of living.
This leaves the physician with a dilemma that she may not even recognize- how much should she increase her standard of living? If the new graduate could live within her means at 200% of residency salary, she will soon become financially independent without feeling financially constrained. The best piece of financial advice I ever received was “Live like a resident.” You don’t have to be quite that extreme, but if you can live off $80-100,000, that leaves another $100,000 or so of net income that can go toward paying down student loans, saving up for a down payment on a house, or catching up to the retirement funds of your college roommates who haven’t spent the last 7 years making little to nothing. You don’t have to drive a new car or live in a huge house just because you are now an attending. Don’t grow into your income all at once. In fact, if you never grow into it you’ll be a lot better off. You don’t want to be that guy working eighteen night shifts at age 65 because you have to.
Update Insurance
As a resident, disability insurance companies won’t sell you as much insurance as you need, and you can’t afford it anyway. As soon as you get out (or just before) buy some more. Everyone has different needs, but I recommend at least a $10,000 monthly benefit. Buying a new policy rather than exercising a future purchase option from your old policy will allow you to preserve the option to use later in case your health deteriorates or you pick up some dangerous hobbies. You don’t usually want to replace the policy you bought as a resident, as that is likely the cheapest policy you’ll ever be offered. Buying your policy in your last few months of residency once the contract for your first attending job is in place can often allow for a significant discount and more options. Procedurally oriented physicians like emergency docs usually opt for specialty-specific coverage. Be sure to buy from an independent agent who can sell you a policy from any company.
This is also a great time to top off your life insurance. Residents usually can’t afford as much life insurance as they need either. If you have a spouse or children depending on your income, you should probably buy $2-3 Million in a 20-30 year level-premium term life insurance policy. It’s pretty cheap, so if you’re unsure how much you need, err on the side of buying a few hundred thousand more. Avoid any cash value life insurance products like whole life, universal life, or variable life. These products mix investing and insurance, and usually not to your benefit. A very small percentage of people may benefit from one of these policies, but very few of them are emergency physicians. There are simply too many better options for retirement savings for someone in your income range.
You should also increase your personal liability insurance. Your state likely only requires $50-100,000 in liability insurance on your car and doesn’t require liability insurance on the home you live in. As you well know, an injured person can burn through $50,000 in medical bills in less than 24 hours. Increase the liability coverage on your auto and homeowner’s (or renter’s) policies to $300,000, and add an umbrella policy for $1-5 Million on top of that. These policies are usually available from your home or auto insurer. Your patients aren’t the only ones who see you as having “big pockets.”
Develop A Plan For Paying Back Student Loans
Most residents find themselves using the IBR (or its new, improved version ICR-A) to minimize their required loan payments. Upon taking your first real job, you can now make an assessment of your ability to use the Public Service Loan Forgiveness (PSLF) program. If you were employed by a 501(c)3 as a resident, a fellow, and an attending, this may be an option worth pursuing. If not, it’s time to get busy paying back those loans. Although recent graduates may have loans with interest rates low enough that it makes sense to invest in tax-advantaged retirement accounts instead of paying them off, those in medical school and residency now are likely to have student loans with rates of 6.8% or more. A guaranteed investment return of 6.8% is very attractive in these low-yield times. It would be foolish to drag out high interest rate student loans for 10-20 years unless you expect a large chunk of them to be forgiven. If you are lucky enough to have significant home equity, you may be able to convert your high-rate, non-deductible, forgivable, student loan interest into low-rate, deductible, forgivable mortgage interest.
Buy A House
New attendings, like new residents, often have an overwhelming impulse to buy a house. While I usually recommend residents rent, most attendings in stable jobs should probably buy a house. It may be worthwhile renting for a few months to a year to ensure a good fit with your group and your new town prior to purchasing, since many new graduates change jobs after just 1-2 years. This will also give you the advantage of building up an emergency fund or a down-payment fund prior to purchasing. Buying in the Winter may also give you a pricing advantage since builders may be cash-poor and desperate, and even the seller of a previously owned home has far fewer buyers looking at their house. It’s also far easier to avoid overpaying when your purchase decision isn’t rushed. Many banks offer “doctor’s loans” that will accept your contract as income verification, don’t require a down payment or mortgage insurance, and won’t use your student loans when calculating your ratios. Realize that these loans are not a gift from the bank. They come with higher fees and interest rates than a conventional loan with a 20% down payment. It’s okay to use them, but better if you don’t have to.
Try to limit your mortgage to 2 times your gross income and your monthly housing costs (mortgage, taxes, insurance, and utilities) to less than 20% of your gross income to help you avoid being “house-poor.” You may have to stretch those guidelines in high cost of living areas such as the Bay Area and Manhattan, but realize that any dollars spent on housing cannot go toward vacations, automobiles, student loans, or building wealth. A house will be your single largest consumer item. Don’t consider it an investment. Consume too much at your financial peril.
Develop an investment plan
If you haven’t already started saving for retirement as a resident, it’s now time to get serious about it. I recommend that physicians put 20% of their gross income toward retirement. Your retirement savings should be put into tax-protected accounts like 401Ks, profit-sharing plans, and “Backdoor” Roth IRAs as much as possible, not only to save on taxes, but also to better protect those assets from creditors. It is relatively easy to read a few good books on investing and put together a simple, but effective long-term investing plan using low-cost index mutual funds.
It is also reasonable to pay a fair price to a good advisor to help you with financial planning and to manage your assets. Selecting a good advisor can be very tricky, since the vast majority would be better described as commissioned salesmen. Fortunately, there are a few good advisors out there. One of the best ways to identify them is to look for a low-cost, fee-only advisor who has access to funds from Dimensional Fund Advisors (DFA.) These low-cost, index-like funds are similar to the index funds available to do-it-yourself investors through firms like mutually-owned Vanguard. The benefit to you is that DFA-authorized advisors are required to undergo significant education about the academic basis for investing. Essentially, DFA screens them so you don’t have to. There are good advisors out there who aren’t DFA-authorized advisors, and you can certainly have plenty of investment success without using DFA funds, (I don’t own any DFA funds), [I actually do own one in my 529s as of January 2014-ed] but this is a simple screen that seems to work well in practice to select a qualified asset manager. Realize that every dollar paid to your advisor comes directly out of your return. Learning to manage your investments yourself may be worth tens of thousands of dollars a year.
Your first year out of residency is a critical year for you, professionally and financially. Stabilizing your finances now will provide you professional options and personal freedom down the road. The happiest doctors I know are the ones who don’t have to work for financial reasons.
James M. Dahle, MD, FACEP is a full-time emergency physician who blogs as The White Coat Investor at https://www.whitecoatinvestor.com where he tries to give those who wear the white coat a “fair shake” on Wall Street.
Disclosure: Dr. Dahle is not an accountant, attorney, or financial advisor and recommends you consult with your advisors prior to acting on any information in this article. He has no financial relationship with DFA, but does own several Vanguard mutual funds. The White Coat Investor website is a for profit venture, but all financial conflicts of interest on the site are fully disclosed.
What do you think? What other advice should new physicians be given? Comment below!
Having just finished my residency and almost ending my first year as an attending, I didn’t think the urge to increase my lifestyle would be as strong as it is, from getting a nice brand new car, where just a year ago I would’ve been happy with a ten year old car, the temptation to by a very expensive house or renting an expensive apartment, where one year ago I wouldn’t even think about spending more than $1200 on a 1bedroom, and being a little more lax with spending money (which does feel nice).
Anyway, I have been able to resist the urge to “elevate” my lifestyle, I live at home right now, I drive my sisters 13 year old pass me down Honda accord, I paid about 70k of my student loans, and I probably will by a condo in the next year, but a modest one.
But, the easiest way for me to resist increasing my life style is saying to myself “it would be completely crazy to spend this much on car/house/boat/etc when I have $400,000 in student debt!”
That kills the urge instantly, works for me.
Wow! $400K. That smarts. It’ll go fast if you keep living similar to how you did as a resident.
Fantastic article. Succinct; summarizes major financial/savings/investing points of interest to a trainee like myself. Thanks for the quality writing!
The article forgot to mention something critical: refinance those student loans! Use either SOFI or DRB to cut your rate in half or better. We turned 6.8% loans into rates of 3.9% and 2.75%. Our obligatory payments were cut in half allowing us to pay the loans down much faster and saving us a ton in the process.
The article was written a few months ago, before I ever learned about anyone actually doing loan refinancing.
I see. The blog post that pointed us to companies that would refinance our loans literally changed our lives. We refinanced loans with both DRB and SOFI. I would urge anyone with high interest loans that hasn’t investigated refinancing to get an application in ASAP. I can’t understand how they can give such good rates on unsecured loans, but they are! For the time being anyway.
Can anyone else speak about SOFI? I always though my loans were entirely fixed at 6.8% and 8.5% (grad plus). Is this legit? Will the ceiling collapse in a year? Downsides to it?
While I don’t have any direct experience with them, you can contact Daniel Shefer and I am sure he can answer all of your questions.
Daniel Shefer
Social Finance, Inc.
One Letterman Drive, Building C, Suite 250
San Francisco, CA 94129
408-228-7212 (m)
I refinanced my loans through SOFI. My wife’s were done through DRB so I have experience with both companies. Both only care about your income stream, not your assets and not your spouses income stream, Just what your paycheck says. For SOFI you have to be an alumni of one of the listed schools, and there are roughly 100. It is very legit. In our experience SOFI had better customer service, and a smoother application process as well as a faster closing of the loan. As an added bonus SOFI send me a t-shirt, ear buds and a free holiday pie! DRB was much slower. They are a small bank and apparently they still do a lot of things on paper so it took forever to close my wife’s loan but it went through. I suspect they may be overwhelmed by high demand. Who wouldn’t want to refinance their student loans? The rate was fantastic! It is a pain setting up a checking account with them to do the auto-draft, but the savings are worth the hassle.
Thanks for sharing your experience.
Might want to see this post:
https://www.whitecoatinvestor.com/refinance-your-medical-school-loans-at-a-lower-rate/
I think Dickens wrote, “20 pounds income; 19 pounds expenses = good life”
“20 pounds income; 21 pounds expense = bad life”.
Or something to that effect. You are right! Living beneath your means is almost a sure way to financial stability.
Obviously, we need to enjoy life as well. I think as long as you “pay yourself first” by slashing debt and saving for retirement, a doctor can enjoy some of the good life, i.e. hobbies, travel, etc.
The most important thing to do is to devote some funds to helping those less fortunate than you.
You can also go to: https://www.sofi.com/bd100/?campaignid=4003&mbsy=zV33 for more details.
Although I agree with the concept of “live like a resident”, the actual numbers don’t work out…
As a resident, my wife and I were able to defer our student loans and now that they are at 2.25% I’m in no hurry to pay them off….However, 1,000 bucks a month on student loans would have been about half our take home as a resident…
Now factor in disability/life/malpractice insurances which we did not carry as a resident, along with increasing auto/PUP insurances and that is about another 1000 bucks a month…
Don’t forget about payments for CME courses, board review courses, Board Exams etc in the first couple of years (although some practices pay for these costs)
As a resident that would have about done it for my entire take home salary…
All I am saying is that there is no way one can possibly do what is diligent as a higher income physician and keep your costs to the same level as a resident.
I think the idea is sound, and as for some of the “luxuries” of life, you should definitely try to ease in to those very slowly as your income and net worth slowly grow. But the math doesn’t make sense if one thinks about keeping the expenditures the same as one has in residency to what one now has to pay for as a practicing physician.
John,
I would have to disagree with you. Although, you may live in a higher cost of living area than I did for residency. We were able to pay for all the “necessities” during residency.
Assuming an income of 55,000 for each resident would give the following breakdown:
110,000 – 12200 (standard deduction) – 7800 (2 personal exemptions) – 4800 (healthcare pre-tax withdrawal from paycheck of 200/month per person) = Taxable Income of 85,200.
That would place one in the 25% tax bracket and thus federal tax would be around (9982 + 0.25(85,200-72,500))= 13,157.
In our case (Michigan) state tax of 4.25 (flat rate) = 3,621.
Taxable income 85,200 – 13,157 (federal) – 3,621 (state) = 68,422 (net income).
68,422/12= 5,700 monthly take home
Imaginary monthly budget below:
Mortgage/Rent (including utilities) 1400
Student Loans 1400
Groceries 500
Restaurants 200
Auto Insurance 200
Fuel 200
Cell Phone 150
Disability/life (for both) 290 monthly
=monthly spending 4,340.
That leaves 1,360 monthly for other needs.
The budget above isn’t far off from what I followed in residency (and still do). We chose to max out our Roth IRAs as well. We did not defer our student loans as we feared the monster that would greet us at the end of residency. The most depressing aspect of it all was paying 1000 monthly for my student loans and seeing about 20-30 dollars of that money going to principal.
Again, I lived in a relatively low-cost area which likely plays a large role. I plan to continue to “live like a resident for the next 4-5 years until my student loans have been paid off.
The point of the “Live Like A Resident” mantra is that you shouldn’t grow into your income all at once. The truth is that most docs can increase their lifestyle 50% or even 100% and still have enough money to pay off their loans, save up a downpayment, and max out their retirement accounts. If you want to spend $70K instead of $50K, no big deal. But if your attending salary is $250K and you’re spending $235K, that’s going to cause you some issues.
I think this is the most important part of the advice (about slowly growing into your income and not letting lifestyle creep take up all of your new salary when becoming an attending). It was the advice I gave to a graduating resident recently when he asked me for financial advice… I can personally say that limiting the lifestyle creep immediately after becoming an attending gives you a lot more resources to work with (and let’s you pay off loans and save for a downpayment and retirement).
Great advice WCI, this kind of reminds me of the windfall advice I once heard that went something like this: “the first thing you should do after receiving a windfall is nothing. Sit on it for 6 months to a year and let it sink in, then decide what you’re going to do.”
Similarly for making the jump from res to attending, you are literally going from covering expenses barely to top 1% in the country.
Thanks for all of your help. My wife and I have had this same conversation as I take my first attending job, but I send this to her to reiterate where I’m coming from. It’s tough with a family of 6. I was making 6 figures as a resident while moonlighting, but I was hustling. We were scraping by with that–basically never eating out, clipping coupons, no extravagant groceries and living in a relatively low cost of living area with no state income tax.
Now there is that temptation to up lifestyle just a bit, but I look at the tax hit that I’m going to take, and it’s tough.
You talk about owning a home, but I really think that can quickly drain a new attending. I owned in residency, and all those little expenses of ownership start to add up. We thankfully have found a 5-bedroom home to rent for 2k, which will be an upgrade for us but should keep expenses low enough that we can apply money to debts and begin to build a nestegg while still living a little bit more. I’d question how those in lower paying specialties could save up the downpayment on a home while just renting for a few months. I think we’re planning on at least 2-3 years.
Thankfully, hiking is free, and there’s plenty of that where I’m going.
Remember there is a family of six out there living on $50K. They probably laugh at your description of “scraping by” on $100K. We all have to decide what our priorities are and spend our money accordingly.